Compliance Data (for Annual Compliance Audit of SEBI RIA)

The Disclosure with respect to compliance with the Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for the last and the current financial year are as under:

No.

Financial Year

Compliance Audit Status

Remarks (if any)

1

FY 2022-23

Conducted

N/A

2

FY 2023-24

Conducted

1

3

FY 2024-25


Conducted

N/A

4

FY 2025-26

Conducted

1

Complaints Data

Data for the month ending  August 31, 2026

No.

Received From

Pending at the End of Last Month

Received

Resolved

Total Pending

Pending Complaints < 3 Months

Average Resolution Time (in days)

Reason

1

Directly from Investors

0

0

0

0

0

N/A

N/A

2

SEBI (SCORES)

0

0

0

0

0

N/A

N/A

3

Other Sources (if any)

0

0

0

0

0

N/A

N/A


Grand Total

0

0

0

0

0

N/A

N/A

Trend of Monthly Disposal of Complaints

Month

Carried Forward from Previous Month

Received

Resolved

Pending

Reason

August 2025

0

0

0

0

N/A

September 2025

0

0

0

0

N/A

October 2025

0

0

0

0

N/A

November 2025

0

0

0

0

N/A

December 2025

0

0

0

0

N/A

January 2026

0

0

0

0

N/A

Febuary 2026

0

0

0

0

N/A

March 2026

0

0

0

0

N/A

April 2026

0

0

0

0

N/A

May 2026

0

0

0

0

N/A

June 2026

0

0

0

0

N/A

July 2026

0

0

0

0

N/A

August 2026

0

0

0

0

N/A

Grand Total

0

0

0

0

N/A

Trend of Annual Disposal of Complaints

No.

Financial Year

Carried Forward from Previous Year

Received

Resolved

Pending

Reason

1

2024-25

0

0

0

0

N/A

2

2025-26

0

0

0

0

N/A

3


2026-27 (On Going)

0

0

0

0

N/A

Grand Total

0

0

0

0

N/A

Escalation Matrix

Detail of

Contact Person

Address

Contact No

Email ID

Working Hours

Compliance Officer

Shruti Devlekar

203, Satguru Krupa, Zakeria Road, Off. SV Road, Malad West, Mumbai – 400 064.

9.00 AM to 5.00 PM (Monday to Friday)

CIO

Sahil Chotalia

203, Satguru Krupa, Zakeria Road, Off. SV Road, Malad West, Mumbai – 400 064.

9.00 AM to 5.00 PM (Monday to Friday)

In case of any complaints (only for the fee-paying clients with active agreements) against the Investment Adviser, please write to compliance@mountbliss.co.in

If your complaint (only for the fee-paying clients with active agreements) is not resolved to your satisfaction within 30 days, you can raise a complaint on the SEBI Scores website or mobile app.

Customers can now file complaints on the Smart ODR Portal. Click here to Register or Login to the Smart ODR Portal.